Household Sample Surveys in Developing and Transition Countries

Publisher
United Nations Statistics Division, Department of Economic and Social Affairs

The project that led to this publication went through many interrelated phases and involved many players. The first step was to develop a proposal that clearly stated the goals of the publication, and provided a provisional table of contents with proposed chapter titles and brief descriptions of the topics to be covered, and the manner in which they were expected to be covered. Second, authors and reviewers were recruited from among well-known experts in the relevant fields. In the recruitment process, due consideration was given not just to technical expertise, but also relevant experience in developing and transition countries. A total of 29 chapters were contributed by various authors. Each chapter was reviewed by two referees. The revised chapters were then assembled to produce the first draft of the publication, which was critically reviewed at an expert group meeting (EGM) organized by the United Nations Statistics Division in New York, in October 2002. At the end of the EGM, an editorial board was established to review the whole volume and make final recommendations about its structure and contents. This phase of the review process led to a restructuring and streamlining of the whole volume to make it more coherent, more complete, and more internally consistent. A total of 25 chapters were selected for the final version of the publication. Each of these chapters then went through a third round of review by two referees before a final decision was taken on whether or not to select it for inclusion in the publication. A team of editors then did a final review of the whole volume, ensuring that the material presented was technically sound, internally consistent, and faithful to the primary goals of the publication. A detailed description of the contents of the publication is provided in the following overview. The publication is divided into two parts. Part one consists of 21 chapters dealing with survey design, implementation, and analysis. It is divided into five sections, labelled A through E. The following is a summary of the contents of each section of part one. Section ASurvey design and implementation. This section contains three chapters. Chapter II presents an overview of various issues pertinent to the design of household surveys in the context of developing and transition countries. Chapters III and IV, discuss issues pertaining to questionnaire design and issues pertaining to survey implementation, respectively, in developing and transition countries. 

Section BSample design. This section contains an introductory note and three chapters dealing with the specifics of sample design. Chapter V deals with the design of master samples and master frames. The use of design effects in sample design and analysis is discussed in chapter VI and chapter VII provides an empirical analysis of design effects for surveys conducted in several developing countries.

Section CNon-sampling errors. This section contains an introductory note and four chapters dealing with various aspects of non-sampling error measurement, evaluation, and control in developing and transition countries. Chapter VIII deals with non-observation error (non-response and non-coverage). Measurement errors are considered in chapter IX. Chapter X presents quality assurance guidelines and procedures with application to the World Health Surveys, a programme of surveys conducted in developing countries and sponsored by the World Health Organization (WHO). Chapter XI describes a case study of measurement, evaluation, and compensation for non-sampling errors of household surveys conducted in Brazil.

Section DSurvey costs. This section contains an introductory note and three chapters. Chapter XII provides a general framework for analysing survey costs in the context of surveys conducted in developing and transition countries. Using empirical data, chapter XIII describes a cost model for an income and expenditure survey conducted in a developing country. Chapter XIV discusses issues pertinent to the development of a budget for the myriad phases and functions in a household survey and includes a number of examples and case studies that are used to draw comparisons and to illustrate the important budgeting issues discussed in the chapter.

Section EAnalysis of survey data . This section contains an introductory note and seven chapters devoted to the analysis of survey data. Chapter XV provides detailed guidelines for the management of household survey data. Chapter XVI discusses basic tabular analysis of survey data, including several concrete examples. Chapter XVII discusses the use of multi-topic household surveys as a tool for poverty reduction in developing countries. Chapter XVIII discusses the use of multivariate statistical methods for the construction of indices from household survey data. Chapter XIX deals with statistical analysis of survey data, focusing on the basic techniques of model-based analysis, namely, multiple linear regression, logistic regression and multilevel methods. Chapter XX presents more advanced approaches to the analysis of survey data that take account of the effects of the complexity of the design on the analysis. Finally, chapter XXI discusses the various methods used in the estimation of sampling errors for survey data and also describes practical data analysis techniques, comparing several computer software packages used to analyse complex survey data. The strong relationship between sample design and data analysis is also emphasized. Further details on the comparison of software packages, including computer output from the various software packages, are contained in the CD-ROM that accompanies this publication.

Part two of the publication, containing four chapters preceded by an introductory note, is devoted to case studies providing concrete examples of surveys conducted in developing and transition countries. These chapters provide a detailed and systematic treatment of both user-paid surveys sponsored by international agencies and country-budgeted surveys conducted as part of the regular survey programmes of national statistical systems. The Demographic and Health Surveys (DHS) programme is described in chapter XXII; the Living Standards Measurement Study (LSMS) surveys programme is described in chapter XXIII. The discussion of both survey series includes the computation of design effects of the estimates of a number of key characteristics. Chapter XXIV discusses the design and implementation of household budget surveys, using a survey conducted in the Lao People’s Democratic Republic for illustration. Chapter XXV discusses general features of the design and implementation of surveys conducted in transition countries, and includes several cases studies.

 

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http://unstats.un.org/unsd/hhsurveys/pdf/Household_surveys.pdf